Senior Manager Ethics & Compliance - Ad Review | Hybrid

Job Level:  Management
Location: 

Minneapolis, MN, US, 55416

Area of Expertise:  Legal & Compliance
Unit:  Allianz US Life
Employing Entity:  Allianz Life Insurance Company
Job Type:  Full-Time
Remote Job:  Hybrid working
Employment Type:  Permanent
ID:  99190
Position Cluster:  Non-Executive

At Allianz Life, we are driven by our mission – we secure your future – and by our common goal of caring for tomorrow. We care for our employees by promoting an inclusive culture where everyone has the opportunity to grow and be rewarded for their success. We care for our customers by creating new products that help them protect their families and pursue their retirement goals. We care for our community by giving time, resources, and donations. And we care for the future by supporting sustainability, protecting the local environment, and promoting equality in our communities.

 

 

What you do:

**Open to considering candidates seeking hybrid or in-office (Minneapolis, MN) work arrangements**

The Advertising Review function delivers and maintains an advertising compliance framework that enables the business and functions to comply with applicable internal and external rules and regulations. The advertising review team performs advertising reviews of sales literature, marketing materials and certain communications for use internally or externally that discusses Allianz products and services for compliance with SEC, FINRA and/or State Insurance regulatory requirements and related company policies. The team works closely with Marketing, Product, Legal and other key business partners.

The Senior Manager Ethics & Compliance role is responsible for managing the advertising review program and providing leadership and supervision to those assigned. Must have deep subject matter expertise and ability to provide technical direction to others.  Aid in development and execution of overall program strategy, process and technology for compliance with regulatory and legal requirements and related company policies of advertising and marketing materials. Provides oversight of workload to ensure operational metrics are achieved (SLAs, Quality, etc.). Manages relationships and influences outcomes with internal and external customers and stakeholders. Able to tailor communication to multiple audience types (peer, colleague, management, senior and executive leadership). Stays current on regulations, policies and industry best practices. May be tasked with reviews for complex or high priority items and special assignments/projects that are outside the scope of day-to-day responsibilities.

  • Design, build and manage advertising review program, including technology, processes and controls
  • Analyze program quality and metrics; identifies and executes necessary actions to drive results
  • Maintain collaborative relationships with internal and external customers and stakeholders, including research and resolution of identified issues and escalations
  • Responsible for daily management and development of staff, including supervision of advertising review decisions
  • Utilization of artificial intelligence tools and resources (e.g. generative AI)

 

What you bring:

  • Experience leading diverse group of individuals with proven ability to drive individuals toward consensus in a group environment
  • Strong written communication skills and experience managing queued workload in an operational environment
  • 8-10 years’ experience required including advertising or compliance related experience
  • Bachelor’s degree or equivalent work experience required
  • Series 7,24 and 63 FINRA registrations are required or ability to obtain within 180 days of employment
  • Candidates must be legally authorized to work in the U.S. without requiring immigration sponsorship now or in the future. This includes holders of H-1B, H4, L-1, L-2, TN, OPT, CPT, and other nonimmigrant visas. 

 

​​​​​​​

Range $134,000 – 167,000

Note the job posting range is exclusive of company benefits or other compensation. This role is also eligible for an annual incentive program. If you are hired, your final base salary will be determined based on factors such as geographic location, experience, skills, competencies, and/or education. In addition to those factors, we will also consider internal equity of our current employees. Please keep in mind that the range provided is the full base salary range for the role. Hiring at or near the maximum of the range would not be typical to allow for future and continued salary growth.

99190 | Legal & Compliance | Management | Non-Executive | Allianz US Life | Full-Time | Permanent

 

What we offer:

At Allianz Life, we’re proud to provide a benefits package that supports the True Balance of our employees and their families. We offer: a choice of comprehensive medical, dental and vision plan options, flexible spending and health savings accounts, tuition reimbursement, student loan retirement program, generous annual paid leave, an outstanding 401(k) company match, and life insurance. Plus, our employees enjoy an award-winning campus with an array of discounted amenities, including an onsite health center, child development center, fitness facility, convenience store and two cafeterias. Our employees and leaders take an active role in shaping our culture through our Employee Resource Groups, whose activities and advocacy contribute to an environment that is fair, caring, and inclusive. Our generous benefits, campus amenities and inclusive, engaged culture are among the many reasons we’re routinely recognized as a top workplace employer. For additional information regarding What It’s Like To Work Here | Allianz Life.

 

Allianz Group is one of the most trusted insurance and asset management companies in the world. Caring for our employees, their ambitions, dreams and challenges, is what makes us a unique employer. Together we can build an environment where everyone feels empowered and has the confidence to explore, to grow and to shape a better future for our customers and the world around us. At Allianz, we stand for unity: we believe that a united world is a more prosperous world, and we are dedicated to consistently advocating for equal opportunities for all. And the foundation for this is our inclusive workplace, where people and performance both matter, and nurtures a culture grounded in integrity, fairness, inclusion and trust. We therefore welcome applications regardless of race, ethnicity or cultural background, age, gender, nationality, religion, social class, disability or sexual orientation, or any other characteristics protected under applicable local laws and regulations.

 

Join us.  Let’s care for tomorrow.  #LI-BLS#LI-


Nearest Major Market: Minneapolis