Compliance Officer | Hybrid

What you do:

Responsible for reviewing and approving US‑facing marketing and advertising materials to ensure compliance with FINRA Rule 2210, applicable SEC requirements, and AllianzGI internal marketing compliance standards. The role provides regulatory guidance to Marketing and Distribution teams and supports AllianzGI’s cross‑border marketing governance.

• Act as the designated reviewer for US‑facing marketing and advertising materials distributed by AllianzGI entities.
• Review and approve marketing materials prior to use, including websites, social media, presentations, brochures, advertisements, emails, videos, and third‑party content.
• Apply FINRA Rule 2210 standards to ensure communications are fair, balanced, and not misleading.
• Assess performance presentations, testimonials, endorsements, and third‑party ratings for compliance with FINRA and SEC Marketing Rule.
• Identify required revisions and clearly communicate compliance feedback to business partners.
• Serve as a compliance subject‑matter expert to marketing, product, sales, and advisory teams.
• Provide guidance on new marketing initiatives, digital campaigns, and emerging communication channels.
• Support regulatory filings and responses related to advertising reviews when required.

• Utilization of artificial intelligence tools and resources (e.g. generative AI).

What you bring:

• Strong working knowledge of FINRA Rule 2210 and SEC Marketing Rule and advertising requirements, and relevant state regulations.
• Relevant experience in marketing/advertising compliance within an asset manager, broker‑dealer, or investment firm.
• Clear, pragmatic communication style and ability to work with senior stakeholders across functions.
• 6+ years of experience required.
• You must be legally authorized to work in the U.S. without requiring immigration sponsorship now or in the future. This includes holders of H-1B, H4, L-1, L-2, TN, OPT, CPT, and other nonimmigrant visas.

Job posting range:  $155,000 - $170,000

Note the job posting range is exclusive of company benefits or other compensation. This role is also eligible for an annual incentive program. If you are hired, your final base salary will be determined based on factors such as geographic location, experience, skills, competencies, and/or education. In addition to those factors, we will also consider internal equity of our current employees. Please keep in mind that the range provided is the full base salary range for the role. Hiring at or near the maximum of the range would not be typical to allow for future and continued salary growth. 

94324 | Legal & Compliance | Management | n.a. | Allianz Global Investors | Full-Time | Permanent

What we offer:

Allianz Global Investors is a leading active asset manager, managing assets for individuals, families, and institutions worldwide. Our shared goal to shape a future of opportunity for our clients is foundational to our culture and our values. We look to attract, and actively nurture, individuals with the drive to achieve excellence at every stage of the investment experience.

We believe an inclusive culture is key to a flourishing workforce. Not only do we celebrate the broad range of experiences, backgrounds, and attributes that our workforce brings, but we support our people to live and work in a way that promotes their own wellbeing.

Allianz Group is one of the most trusted insurance and asset management companies in the world. Caring for our employees, their ambitions, dreams and challenges is what makes us a unique employer.  

We are united by a shared commitment: to put our clients first and at the center of everything we do. Their needs inspire our thinking and guide our actions.  

Together, we can build an environment where everyone feels empowered and confident to explore, grow and shape a better future – for our clients and for the world around us. At Allianz, we stand for unity: we believe that a united world is a more prosperous world, and we are dedicated to consistently advocating for equal opportunities for all. The foundation for this is our inclusive workplace, where people and performance both matter, and where integrity, fairness, inclusion and trust are at the heart of our culture.  

We therefore welcome applications regardless of race, ethnicity or cultural background, age, gender, nationality, religion, social class, disability or sexual orientation, or any other characteristics protected under applicable local laws and regulations. 

 If you feel inspired to promote the active asset management experience, this is the place for you. Join our international, technology-enabled, and agile environment. Simply upload your CV in English to apply for this position.  If you need support to navigate our websites or at any stage during your application, please send an email with your request to recruiting@allianzgi.com.

Join us. Let's care for tomorrow.